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Failing and Successful Sequences of Democratization (FASDEM)

About

The Failing and Successful Sequences of Democratization (FASDEM) research program led by Prof. Staffan I. Lindberg, Director of V-Dem Institute, seeks to revolutionize our understanding of democratic transition by delineating and explaining both successful and failing episodes of democratization.

FASDEM develops a new approach that identifies periods of liberalization that had the potential to produce a democratic transition. Using this universe of cases, we then distinguish successful episodes that resulted in a democratic transition from those that failed. We also differentiate three types of failures: 

(1) return to closed autocracy, 

(2) stagnation and the institutionalization of an electoral authoritarian regime, or 

(3) a short-lived transition to democracy that reverted to autocracy. 

For more information about how the episodes of democratization are constructed, see the recent FASDEM working paper

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Identifying this universe of failing and successful democratization episodes provides the opportunity to explore a novel set of questions:

  • What distinguishes failed from successful episodes of democratization? 
  • When a country moves from autocracy towards democracy, in what sequence does liberalization tend to occur? 
  • Which components of democracy develop first? 
  • Are there common patterns for countries that successfully democratize that are distinct from those that fail? 

Detailed information about the project can be found here:  FASDEM project.pdf (1.5 MB) .

ERC Consolidator Grant 2017 - 2021 

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Methods

FASDEM draws on methods adapted from modeling in evolutionary biology to describe transition sequences. This includes a new sequential requisites algorithm that capitalizes on the V-Dem multidimensional conceptualization of democracy to map which aspects of democracy develop before others during a democratization episode. For more on this method, see our recently published paper

To rule out causes the project employs vector autoregression (VAR) techniques and impulse response functions. This canonical econometric approach simultaneously models the dynamics of multiple dependent indicators of democracy over time to help address theoretical questions in the literature about alternative paths to democracy. VAR allows us to test whether certain components of democracy evolve over time together in ways that suggest a causal relationship.  

To further establish causal processes underlying successful and failed episodes of democratization, FASDEM draws on a cutting-edge negative outcome control technique (NOCNOC) developed by Glynn and Ichino (2018). This generalization of the difference-in-difference-in-differences (DiDiD) uses results for a placebo outcome to non-parametrically correct the results for the outcome of interest. This reduces confounding in the effect size, allowing us greater confidence in the causal inferences.

 

Research Questions

Sub-Project 1

Which are the failing & successful sequences of democratization?

Sub-Project 2

What are the determining causal relationships in these sequences?

New Sequencing Methods

Adapted from Evolutionary Biology (parasite-host systems)

A. Graphical Investigation
B. Frequency Tables
C. Dependency Analysis
D. Bayesian Dynamic Systems

Causal Identification Methods

Genetics/Bayesian Statistics/Econometrics

A. Vector Auto-Regression
B. Generalized Difference-in-Difference-in-Difference
 

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Team

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Staffan I. Lindberg

Principal Investigator

Director & Professor, V-Dem Institute, Dept. of Political Science, U of Gothenburg

Principal Investigator, Varieties of Democracy (V-Dem)

Wallenberg Academy Fellow

papers.ssrn.com
www.pol.gu.se

sil@v-dem.net

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Adam Glynn

Senior Researcher

Associate Professor
Department of Political Science, 
Emory University

adam.glynn@emory.edu

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Anna Lührmann

Associate Researcher

Assistant Professor, Dept. of Political Science, University of Gothenburg

anna.luehrmann@v-dem.net

 

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Patrik Lindenfors

Associate Researcher

Assistant Professor of Zoological Ecology
Center for the Study of Cultural Evolution, Stockholm University

patrik.lindenfors@zoologi.su.se

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Richard Morgan

Project Manager, Forecasting

V-Dem Institute, Department of Political Science, 
University of Gothenburg

rick.morgan2@gmail.com

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Matthew Wilson

Researcher

Assistant Professor, University of South Carolina

V-Dem Institute, Department of Political Science, 
University of Gothenburg

matthew.wilson@v-dem.net

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Juraj Medzihorsky

Post-Doc

V-Dem Institute, Department of Political Science, 
University of Gothenburg

juraj.medzihorsky@v-dem.net

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Vanessa Boese

Post-Doc

V-Dem Institute, Department of Political Science, 
University of Gothenburg

vanessa.boese@v-dem.net

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Amanda Edgell

Post-Doc

V-Dem Institute, Department of Political Science, 
University of Gothenburg

amanda.edgell@v-dem.net

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Sandra Grahn

Research Assistant

V-Dem Institute, Department of Political Science, 
University of Gothenburg

sandra.grahn@v-dem.net

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Oskar Rydén

Doctoral Research Assistant

V-Dem Institute, Department of Political Science, 
University of Gothenburg

oskar.ryden@gu.se

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Adea Gafuri

Doctoral Research Assistant

V-Dem Institute, Department of Political Science, 
University of Gothenburg

adea.gafuri@gu.se

Previous Team Members

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Laura Maxwell

Associate Researcher

V-Dem Institute, Department of Political Science, 
University of Gothenburg

lkmaxwell23@gmail.com